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FLACOURSES

Non-Financial Misconduct (Small & Medium-size Firms) (flaNFMSMF2025)


Description
Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM).

NOTICE: THIS COURSE IS FOR SMALL AND MEDIUM-SIZE FIRMS (UP TO 250 EMPLOYEES) ONLY. LGCA CARRIES A SEPARATE COURSE FOR LARGER FIRMS.

By the end of this course you should be able to:


  • Understand the FCA's focus on non-financial misconduct.

  • Identify examples of non-financial misconduct.

  • Understand the link between non-financial misconduct and fitness and propriety.

  • Be aware of the potential consequences of non-financial misconduct.

  • Understand the proposed changes and their potential impact.

  • Implement best practices to prevent and address non-financial misconduct.

  • Understand the broader D&I requirements for larger firms, defined as having more than 250 employees.
Content
  • Learning Unit
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: Forever
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